[Important Announcement] Official Statement on the Official Mobile App and Application Accounts of Fortune (HK) Securities Limited

9 May, 2025 . Fortune Official

Fortune (HK) Securities Limited (“Fortune Securities”) hereby announce that the only official mobile applications of the Company are:

1.           Fortune Trader 2.0；and

2.           Fortune Pro

Any other mobile applications, websites, WeChat groups, or promotion links claiming association with Fortune Securities are fraudulent and have NO connection with the Company.

Official applications should ONLY be downloaded from our official channels, including:

1.           The Company’s official websites: fortune3369.com.hk or 290.com.hk/tc/business

2.           The Company’s official accounts on the Apple App Store and Google Play Store, under the account name “Fortune (HK) Securities Limited”. All other accounts are counterfeit. Do not download any applications via third-party links, social media ads, or unofficial sources.

The Company will NEVER request clients to transfer funds to bank accounts not under the name of Fortune (HK) Securities Limited. Fortune Securities DO NOT have any tutor or trainer who would provide investment tutorial or stock trading techniques. Fortune Securities will NEVER solicit anyone to download any software applications by giving any incentives.

If you encounter suspicious contacts or applications, you should verify through the following official channels immediately:

n   Phone Inquiry: (852) 3105-182989-2182 (Mr. Ho)

n   Email Inquiry: [email protected]

The Company is NOT responsible for any loss caused to you due to use of unofficial applications or platforms. Investors are advised to stay alert to protect personal information and assets.

[Important Notice] Launch of the New "Fortune Pro" Mobile APP – Offering OTC Derivatives Trading Services

16 Oct, 2024 . Fortune Official

Fortune now provides Over-the-Counter (OTC) Derivatives trading services. Eligible clients who meet the Professional Investor (PI) criteria may open dedicated accounts to trade products such as Total Return Swaps (TRS) and OTC options through the "Fortune Pro” mobile app.

For any enquiries, please contact your account manager, or to call our Trading Department at (852) 3189-2187.

**Important Notes**

□    TRS and other OTC derivatives are complex financial products exclusively available to Professional Investors (PI). You should consult your account manager if you have questions.

□    OTC options (and other investment vehicles) will be available soon. Please follow us for further updates.

□    The existing "Fortune Trader 2.0" and the new "Fortune Pro" are two independent mobile applications. Information of the two applications are not interconnected.

[Attention] Launching of the whole new “Fortune Trader 2.0” mobile app

22 May, 2024 . Fortune Official

We are pleased to introduce our whole new “Fortune Trader 2.0” mobile app** and web-trade system. Please check out Fortune’s website to download the new app now. Account login name and password remain unchanged.

Please note that the “Please enter the security key” screen would show upon the initial login after input of [Account Name] and [Login Password]. Please continue the set up as follows:

1. Click on “Unable to obtain or do not have a security key?” right below the Login button
2. Click on “Activate mobile security key” on the bottom of the screen
3. After completion of “Set digit secure PIN”, click on “Confirm” to link the account to the phone

**Important notes**

 The existing Fortune Trader App and the real-time streaming quotation will be out of service after 31st May 2024.
 Full function is not guaranteed for non-mainstream android phones and Huawei smartphone models powered by HarmonyOS.
 Firewall issue in mainland might cause intermittent connection failure, please consider using VPN, or reaching out to our dealer at (852) 3189-2187 and to place order by phone

[Important Notice] The new “Fortune Trader” mobile app and web-trade system go live

29 Nov, 2021 . Fortune Official

We are pleased to introduce our new “Fortune Trader” mobile app and web-trade system, which brings you a fresh user interface and being more informative than before. The 2FA experience is more user-friendly where the Ayers Token will be replaced by SMS text message when you login to the new system.

Please check out Fortune’s website below to download and to experience our new systems. Account login name and password remain unchanged.

 https://fortune3369.com.hk

 https://chinafortune-290.com/tc/business

Kindly note that the existing Fortune App, Ayers Token, Web-trade link, and the real-time streaming quotation powered by AAstocks will be out of service after 31st December 2021. If you would like to see real-time streaming quotation provided by Tele-Trend Konson in the trading system, you can subscribe the service directly via Fortune Trader app.

Should you have any questions, please contact your account executive.

[Important Announcement] Regarding the mobile applications, websites and WeChat groups that impersonate or insinuate China Fortune Financial Group Limited and/or Fortune (HK) Securities Limited

17 Jun, 2021 . Fortune Official

Fortune (HK) Securities Limited recently has noticed an article circulating on the Internet about "a crime syndicate operated by prestigious universities graduates were arrested for online investment fraud", which mentioned that the crime syndicate committed fraud by making a fake mobile application in the name of “Fortune Securities”.

Fortune (HK) Securities Limited hereby solemnly declares that the company is a licensed corporation to carry out Type 1 regulated activities (securities trading) under the Securities and Futures Ordinance of Hong Kong and has NO relationship or connection with such fraudulent websites, mobile applications, WeChat groups, online live broadcast platforms, etc. We strongly condemn the acts of these crime syndicate impersonating "Fortune Securities" to commit fraud, and reserve the right to pursue their legal responsibility for all illegal acts of impersonating our company.

The official domain of Fortune (HK) Securities Limited is fortune3369.com.hk, and the name of its WeChat official account is “Fortune Financial Group” (WeChat ID: CFFG-HK). The Company will never ask customers to deposit funds into other bank accounts that are not in the name of the Fortune (HK) Securities Limited. If customers wish to open an account with our company or deposit funds online, please download our mobile app through the link(s) on our official website. To avoid being deceived, we hereby remind you NOT to download any mobile applications through unofficial links or other unknown sources.

Investors are advised to stay vigilant and discerning. If any individual or organization claiming to be related to Fortune (HK) Securities Limited contacts you and offers financial services, requests deposits, or asks for your account or personal information, or recommends investment apps from unknown sources, please stay alert. Since such individuals or organizations may be involved in fraud or information theft, you should report the case to the local public security authorities if necessary. Please note that Fortune (HK) Securities Limited is NOT responsible for any loss or damage caused to you or any other person, due to direct or indirect use or connection to such fraudulent platforms.

If you have any questions, please contact us by calling our Customer Service Hotline at (852) 3105-1829 or by email at [email protected].

Fortune (HK) Securities Limited

 17^th June, 2021

[Feedback needed] Re: Paperless Account Statements

30 Apr, 2025 . Fortune Official

For environmental protection and to reduce the use of paper, Fortune will further promote paperless electronic statement practice, and to replace sending physical account statements by mail. For clients without a registered email address, a "Change of Account Information Form" will be enclosed with the April 2025 Monthly Statement. Please complete the form with your most updated contact details (including email address and mobile number), and return a signed form to us by fax or a clear photo to [email protected] to update our system record.

Our staff will proactively contact relevant clients via phone as a reminder. If the call is unanswered, a voicemail message will be left in your mailbox. If no response is received by Friday, 27 June 2025, a monthly postal administrative fee of HK$20 will be deducted from your securities account starting Monday, 30 June 2025.

For inquiries, please contact us at +852 3189-2187. Thank you for your understanding and cooperation

Cyber Security Reminders – Feb 2025

6 Feb, 2025 . Fortune Official

Smartphone and mobile internet bring a lot of conveniences to our daily lives. Yet there are also more risks in network safety issues. Below are some cyber security reminders for individual users:

1.           Password Protection

-                   Never share your password to anyone

-                   Use more complicated passwords which include numbers and both upper- and lower-case letters

-                   Change password regularly, for instance once every 3 months

-                   Do not use the same password for all accounts

-                   Make sure there is no visual of other person when you enter your password

2.           Antivirus Protection

-                   Keep the antivirus software of your devices up to date

-                   Enable firewall to reduce hacking risk

-                   Do not install or open unknown apps or files

-                   Scan your computer and smartphones with antivirus software regularly

3.           Device and Data Protection

-                   Avoid using public WIFI

-                   Do not connect your device to unknown WIFI hotspots

-                   Always download apps and software from official channels

-                   Enable PIN on your personal devices

-                   Do not root or hack your devices with unofficial firmware

-                   Keep the version or your apps and security patches up to date

-                   Factory reset and wipe out all data in your device before disposal

4.           Spam Emails

-                   Do not open suspicious emails, click on phishing links or unknown attachments

-                   Pay attention to the email name and address to the sender

-                   Alert urgent emails (such as password expired or credit card payment failure, etc.)

-                   Contact the sender (e.g. by phone call) if you have uncertainties with the email

5.           Abnormal Activities

-                   Check your account balance and statements regularly. If there is abnormal transactions, please contact us immediately.

-                   Always let us know your most updated contact information, such as mobile number, email address, etc.

If you would like to know more details about cyber security, we recommend you to surf the below websites:

□     “InfoSec” powered by Office of the Government Chief Information Officer

http://www.infosec.gov.hk

□     “Cyber Security Information Portal” powered by Office of the Government Chief Information Officer

http://www.cybersecurity.hk/tc/index.php

□     “Beware of Online Scams” powered by Investor and Financial Education Council

https://www.ifec.org.hk/web/tc/moneyessentials/scams/scam-websites.page

Adjustment of Prime Rate

27 Dec, 2024 . Fortune Official

The prime rate (“P”) of Fortune (HK) Securities Limited will be adjusted from 5.625% to 5.5%, with effect from 27^th December 2024.

Please note that the interest rates that charged on outstanding cash balance for Margin account and Cash account are P+6% and P+8% respectively.

Re: Severe Weather Trading Notification

19 Sep, 2024 . Fortune Official

The Hong Kong Stock Exchange ("HKEX") has announced that, starting from September 2024, HKEX will implement severe weather trading in the securities and derivatives markets (severe weather refers to: (i) issuance of No. 8 or above gale warning signals; and (ii) black rainstorm signals during typhoons affecting Hong Kong). Under such circumstances, the Company will continue to provide trading, settlement, and clearing services.

To ensure the safety of our customers and employees, Fortune will adopt a remote working model and provide online services, while physical scrip deposit and withdrawal services will be suspended.

For further details, please refer to the HKEX's website regarding Severe Weather Arrangements:
https://www.hkex.com.hk/Services/Trading-hours-and-Severe-Weather-Arrangements?sc_lang=zh-HK

Please contact your account executive, or send email to us at [email protected] if there is any question. We will get back to you as soon as possible.

[Feedback needed] Hong Kong Investor Identification Regime (HKIDR)

7 Jul, 2022 . Fortune Official

The Hong Kong Investor Identification Regime (HKIDR) will soon be implemented. We need to collect the most update client identification data and consent for the collection and handling of personal data from you to fulfil the requirements.

If clients have yet to reply the email that we sent out in 28 Jan 2022, please (1) click on the download link below, and reply us after reading the document as soon as possible. If client would like to update his/her personal data, please also (2) complete the Change of Contact Information Application Form.

Download Link:

(1) https://chinafortune-290.com/assets/pdf/08.%20Change%20of%20Account%20Information%20(v20220701).pdf

(2) https://chinafortune-290.com/assets/pdf/17.%20HKIDR%20Client%20Consents%20(v20220701).pdf

Please note that failure to provide us with your personal data or consent as described above, we might no longer be able to provide the client any securities related services or carry out his/her trading instructions.

[International Offering] Hainan Drinda New Energy Technology Co., Ltd. (02865.HK)

28 Apr, 2025 . Fortune ECM Team

DRINDA (02865.HK) is a leading global manufacturer of high-efficiency photovoltaic (PV) batteries, headquartered in Hainan, China. The company specializes in R&D, production, and sales of advanced PV technologies, notably N-type TOPCon batteries. Listed on the Shenzhen Stock Exchange since 2017 (Stock Code: 002865.SZ), DRINDA aims to become the first "A+H" PV battery enterprise upon its Hong Kong IPO in 2025.

DRINDA pioneered mass production of N-type TOPCon batteries, achieving a record-breaking 26.0% conversion efficiency and ≥80% bifaciality in 2024. It ranked first globally in N-type TOPCon battery shipments (24.7% market share among professional manufacturers) and second in overall PV battery shipments (17.9% share) in 2024. Its annual capacity reached 44.4GW by end-2024, with 40GW dedicated to N-type batteries, positioning it as a top-tier global player.

For more details, refer to the listing document:

https://www1.hkexnews.hk/listedco/listconews/sehk/2025/0428/2025042800051.pdf

Fortune (HK) Securities Limited acts as the Joint Bookrunners and Joint Lead Managers for DRINDA’s global offering. Interested clients may contact us for participation in the international placement. The content of this article is for reference only and should not be deemed as any investment offer or solicitation.

[New Share Placement] GoFintech Innovation Limited（0290.HK）- Placement of New Shares Pursuant to General Mandate

10 Apr, 2025 . ECM Team

GoFintech Innovation Co., Ltd. (0290.HK) is conducting a new share placement. Fortune Securities, as the placing agent, provides this information for reference and does not constitute an offer or solicitation. Clients interested in subscribing should contact our ECM team.

[International Offering] Zhongmiao Holdings (Qingdao) Co., Ltd. (1471.HK)

29 Jul, 2024 .

Zhongmiao Holdings (Qingdao) Co., Ltd. is an insurance agency service provider in Shandong Province, China, specializing in distributing insurance products for corporate and household clients, including property insurance; life and health insurance; accident insurance; and auto insurance.

The Group collaborates with industry participants such as insurance partners (serving its clients), insurance agents, and strategic channel partners to promote and distribute insurance products. It has established relationships with over 70 Chinese insurers, connected with agents across Shandong, Hebei, Henan, and Jilin provinces, partnered with 20 strategic channels, and served over 20,000 corporate clients and 368,000 household clients.

Since its establishment in 2017, the Group has developed online platforms, including the "Corporate Insurance Interaction Service Platform," the "Quan Zhanggui" app, WeChat Official Accounts, and the "Quan Zhanggui Claims Center" mini-program, to enhance user experience and provide comprehensive support to agents.

For more details, refer to the listing document:

https://www1.hkexnews.hk/listedco/listconews/sehk/2024/0729/2024072900013.pdf

Fortune Securities acts as the Joint Lead Manager for Zhongmiao Holdings’ global offering. Interested clients may contact us for participation in the international placement. The content of this article is for reference only and should not be deemed as any investment offer or solicitation.

[Placing of New Shares] GoFintech Innovation Limited (0290.hk) – Placing of New Shares Under General Mandate

3 Jul, 2024 . 資本市場部

The placing of new shares of GoFintech Innovation Limited (0290.hk) is now available for subscription. Fortune as the placing agent hereby attach the term sheet below for reference. It does not constitute an offer or solicitation for the subscription of the new shares. If you are interested in subscribing the new shares, please contact our ECM team.

[International Offering] Ruichang International Holdings Limited (1334.HK)

28 Jun, 2024 . ECM Team

Ruichang International Holdings Limited is a petroleum refining and petrochemical equipment manufacturer headquartered in Henan Province, China. The Group’s products fall into four categories: sulfur recovery equipment and volatile organic compound incineration equipment; catalytic cracking equipment; process burners; and heat exchangers, including related components, supplied to downstream customers in China.

By total revenue in 2023, the Group held approximately 0.08% market share in China’s petroleum refining and petrochemical equipment industry. By 2023 revenue, the Group was the third-largest catalytic cracking equipment manufacturer in China’s petroleum refining and petrochemical operations, with a market share of approximately 7.6%. It was also the second-largest sulfur recovery equipment and volatile organic compound incineration equipment manufacturer, holding a 3.4% market share.

The Group operates two production facilities in Luoyang City, Henan Province, with a total floor area of approximately 20,807.4 square meters. One facility produces sulfur recovery equipment, volatile organic compound incineration equipment, and catalytic cracking equipment, while the other produces process burners and heat exchangers. The Group’s customers are primarily participants in China’s petroleum refining and petrochemical industries.

For more details, refer to the listing document:

https://www1.hkexnews.hk/listedco/listconews/sehk/2024/0628/2024062800081.pdf

Fortune acts as the Joint Bookrunner and Joint Lead Manager for Ruichang International’s global offering. Interested clients may contact us for participation in the international placement. The content of this article is for reference only and should not be deemed as any investment offer or solicitation.

Hong Kong Public Holidays Table 2025

2 Jan, 2025 . Fortune Official

In accordance with the Hong Kong Stock Exchange Calendar, trading services will be suspended during all statutory public holidays of Hong Kong. The office of Fortune (HK) Securities Limited will be closed and Hong Kong stocks trading services will not be available.